- NEIL SERVIS
- ADRIAN KING
- SERJ WALIA
- STUART CHAPMAN
- CECILIA YU
- NICK WILCOX
- HASSAN JERAJ
- ALEX FORREST
- JONATHAN KONG
- HOLLIE DAVIES
- MARK PARTINGTON
- SARA HALBARD
- HOWARD TIFFEN
- Neil ServisChief Executive Officer
Neil is CEO of Serone and has overall responsibility for all aspects of Serone. Previously, Neil was Managing Director and Head of the European Structured Credit Agency group at Morgan Stanley. Neil has experience across a variety of structured and vanilla credit markets, having previously held trading, structuring, distribution and credit risk management roles at Deutsche Bank, Citigroup and JP Morgan Chase.
Throughout his career Neil has structured and syndicated over USD 25 billion of credit transactions across corporate and asset-backed asset classes, in both cash and derivative format. He has arranged, structured and advised on a variety of innovative transactions for market leading credit managers in Europe and US. Throughout his career he has built up an extensive global sourcing and distribution network.
Neil holds a Masters in Finance from London Business School and a BEng in Aeronautics and Astronautics from Southampton University.
- Adrian KingChief Operating Officer & Chief Risk Officer
Adrian is COO and CRO of Serone, and has responsibility for the non-investment aspects of Serone. Previously, Adrian was Executive Director and Head of the Multi Asset Class Group within the Prime Brokerage unit at Morgan Stanley, where he was responsible for managing and developing the fixed income and FX platform for hedge fund clients. Previously he managed the Fixed Income Client Service Group at Morgan Stanley, which provided middle and back office functions for the fixed income client business in Europe. Adrian holds a BA Honours in Finance from Sheffield Hallam University and is a member of the Chartered Institute for Securities & Investment.
- Serj WaliaChief Investment Officer
Serj is Chief Investment Officer for Serone Capital. He has managed the award winning Key Opportunities Fund since its inception in early 2012. Before this he had built up a decade of buy-side experience at KBC Financial Products in London. As Senior Portfolio Manager he was responsible for CLO/CDO/ABS investments and trading, managing a multi-billion dollar portfolio that was one of the largest of its kind in Europe. Prior to KBCFP, he held senior positions in structured finance and credit derivatives at Standard & Poor’s and Credit Suisse Financial Products. He holds a Masters in Finance from London Business School and a Masters in Electrical Engineering from the University of Birmingham.
- Stuart ChapmanInvestment Analyst
Stuart is an investment analyst at Serone. Stuart primarily focuses on the evaluation, execution, and monitoring of structured credit investment opportunities. Previously, Stuart worked at HSBC, first in the Americas ABS Origination group, but primarily in the EMEA Leveraged & Acquisition Finance group, which originates, executes and distributes leveraged, investment-grade, and infrastructure financing products for large corporate and private equity clients. Stuart holds a M.Sc. in Financial Mathematics from Imperial College London and a B.Sc. in Physics from Durham University. Stuart is also a CFA charterholder.
- Cecilia YuInvestment Analyst
Cecilia is a trader and investment analyst at Serone Capital. Aside from execution in the structured credit space, Cecilia focuses on asset valuation, investment recommendation, and trading strategy, primarily in European MBS/ABS and ABSCDO. Cecilia started her career with Citigroup’s trading analysts program, having gained experience in fixed income derivatives trading, she joined the Global Securitized Group to become a market maker in European and UK RMBS, NCF RMBS, ABS, and SME. She also gained risk management knowledge at JP Morgan in the securitized products area, including RMBS, CMBS, and loans. Cecilia holds a M.Sc in Financial Engineering and Risk Management from Imperial College London and a B.Comm in Economics and Maths from University College Cork, National University of Ireland.
- Nick WilcoxHead of Operations and Compliance
Nick is head of Operations and Compliance at Serone. Nick has over 18 years’ experience in trading, business management and middle office roles within structured credit and derivatives at Citi, Merrill Lynch, ICAP / TriOptima and Erste Group. Nick holds a BA Honours in Economics from Northumbria University and an MSc in Information Technology from Birkbeck College, University of London.
- Hassan JerajInvestor Relations
Hassan works in investor relations. He has several years of experience focussing on credit markets; beginning his career with Bank of America’s credit arbitrage desk, which traded all European credit instruments; bond, loans, derivative and securitised products. Subsequently he moved to Societe Generale where he traded financial CDS in a market making capacity, primarily on European insurers with a secondary focus on banks and credit events in the sector. Following on from his time in banking Hassan was a founding partner at a financial consultancy firm that advised hedge funds on effective marketing to investors. He holds a degree in Economics from the University of York.
- Jonathan KongAnalyst
Jonathan works as an analyst, supporting all the other teams within Serone. He has recently graduated from Durham university and holds a MMath (Hons) degree in Mathematics. Prior to joining he has worked as a Summer Intern within Standard Life Investment’s Fixed Interest Team and as a Summer Analyst within Shanghai Commercial bank’s FX and Credit dealing team. Jonathan is also a CFA Level I candidate.
- Hollie DaviesOffice Manager
Hollie works as an executive assistant to the Management Committee of Serone Capital Management. Additionally she provides support to all the other teams within the manager. She holds a BA (Hons) from Southampton Solent University.
- Mark PartingtonAdvisor
Mark focuses on capital introduction, primarily relating to Asian and insurance sector investors. Much of Mark’s career was spent in Reinsurance with Aon where he ran the Tokyo reinsurance segment in the mid 1990s. He was at the forefront of the convergence between capital markets and insurance producing the first securitisation (Pacific Re) for Aon Capital markets in 1997. Having completed a Programme for Management Development at Harvard in 1999, Mark for a time worked for ACM in London, then raised strategic capital for a leading London market insurer, Kiln and latterly worked in the carbon markets as a consultant to Trading Emissions Plc; he was also an early stage investor in Climate Change Capital. Mark has also worked with a leading emerging markets manager, Polunin Capital Partners, in their strategic positioning in the Japanese market. Mark is a fluent Japanese speaker. Over the years he has developed good contacts in Japan at the highest level in business, academia and government including working with the British Embassy in promoting British financial product providers’ entry into the Japanese market.
- Sara HalbardAdvisor
Sara is an Executive Advisor to Serone. Sara retired from Intermediate Capital Group Plc (“ICG”) in mid-2008 where she was one of Europe’s leading institutional investors. Sara co-founded the Institutional Fund Management business at ICG in 1999 with the launch of the first European corporate CDO. She took over sole responsibility for the business and investment strategy for the credit fund management business at ICG in 2004 and grew assets under management to EUR6 billion across a range of products including CDO’s, leveraged and unlevered funds focusing on European sub-investment grade credit. Prior to joining ICG, Sara worked as a Portfolio Manager at Bear Stearns International in London investing in high yield bonds, distressed debt and special situation investments. Sara graduated from Imperial College of Science and Technology in 1984. She was a founding member of the European High Yield Association and served as a Board Director representing the investor community from 2000 to 2007.
- Howard TiffenAdvisor
Howard is an Executive Advisor to Serone. Howard retired from his position as a Senior Advisor at Morgan Stanley Investment Management for the Senior Loan Group following an eight-year tenure leading the team as a Managing Director. Prior to joining Morgan Stanley, Howard was a senior portfolio manager for senior loans at Pilgrim Investments. From 1982 to 1995, Howard was a Managing Director with Bank of America and Continental Bank in their Lending and Capital Markets divisions. Before joining Continental Bank, Howard was a Managing Director of Wells Fargo Asia Limited, the Asian merchant banking subsidiary of Wells Fargo Bank NA based in Hong Kong. Between 1974 and 1980, he held a series of positions with Wardley, the investment banking subsidiary of HSBC in Hong Kong, Singapore and Bangkok. He began his career with Barclays Bank for which he worked in the United Kingdom, Malta and the US Virgin Islands. Howard received a B.S. in history from Northwestern University and an M.A. from the University of Chicago. He is an Associate of the Chartered Institute of Bankers and a member of the Economic Club of Chicago.